ARROW & other FSA visits - getting to the point - Programme

Programme

10.00 Introduction and welcome

10.10 The application process for FSA authorisation

10.40 What is the FSA like as a regulator?

11.00 What is ARROW and what does the process involve?

12.00 Lunch break

12.30 Preparing for an FSA visit

  • Reviewing documentation
  • Providing information requested
  • Anticipating areas which the FSA is likely to want to investigate: self-diagnosis
  • Preparing key players – mock interviews

13.00 What are the key policy areas that the FSA will focus on?

14.00 Insights from the FSA
Lyndon Nelson, Director of Risk Management Division, Financial Services Authority (FSA)

15.00 Open forum

15.30 Course close