ARROW & other FSA visits - getting to the point - Programme
Programme
10.00 Introduction and welcome
10.10 The application process for FSA authorisation
10.40 What is the FSA like as a regulator?
11.00 What is ARROW and what does the process involve?
12.00 Lunch break
12.30 Preparing for an FSA visit
- Reviewing documentation
- Providing information requested
- Anticipating areas which the FSA is likely to want to investigate: self-diagnosis
- Preparing key players – mock interviews
13.00 What are the key policy areas that the FSA will focus on?
14.00 Insights from the FSA
Lyndon Nelson, Director of Risk Management Division, Financial Services Authority (FSA)
15.00 Open forum
15.30 Course close

