2019 Senior Managers & Certification Regime Conference

This one day conference will provide a very practical overview of where firms should ideally be now, what still needs to be done prior to the 9 December 2019 deadline, as well as assistance in prioritising action over the next few months.

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The Senior Managers and Certification Regime (SM&CR) is arguably the biggest regulatory change for FLA members since the transfer to FCA regulation over 5 years ago. As the near final rules were published in summer 2018, firms should now be well into their preparations for implementation. This is a good time for members to take stock of their progress so far and check if the y are on the right ‘track’.

The programme will include:
• The FCA’s views on the new regime
• Key areas of focus: Statements of Responsibilities; Prescribed Responsibilities; Responsibilities Maps; Certified Functions; Updating Systems
• Effectively embedding a SM&CR Culture
• Organisational training on the Conduct Rules
• Future proofing SM&CR implementation
• Avoiding pitfalls and what works well

 Headline sponsor:


Event details

Event Date 17 Sep 19
Event Times 9am - 3:30pm
Event Venue Addleshaw Goddard LLP
Milton Gate 60 Chiswell Street
Event Price Members £474.00 inc VAT
Non members £714.00 inc VAT
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