Effective Broker Oversight

FLA 2022 Effective Broker Oversight Workshop

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The  Effective Broker Oversight Workshop 2022 will take place on Wednesday 29 June (10am to 12.30pm). This will be an online event.    

The new Consumer Duty will have far reaching implications for lenders and brokers, as the FCA introduces new requirements across the distribution chain to ensure good customers outcomes.  This Workshop is designed to give a practical steer to firms on what impact the new Consumer Duty will have on broker oversight arrangements and how firms can prepare.

The Workshop will explore:
  • both regulated and unregulated markets
  • Consumer Duty & broker oversight
  • expectations for brokers, intermediaries, and the wider supply chain
  • implications for commission disclosure 

We are delighted to be working with TLT LLP on this Workshop. 

 Who should attend?

  • Compliance managers and legal advisers across the consumer credit industry
  • Firms working with motor dealers, retailers, mortgage brokers and other brokers and intermediaries
  • Compliance staff working on Consumer Duty implementation

We do hope you will be able to join us.

Event details

Event Date 29 Jun 22
Event Times 10am - 12.30pm
Event Venue Online Event
Event Price Members £246.00 inc VAT
Non members £366.00 inc VAT

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