Managing Conduct Risk

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A practical one day course for managers and staff who need to understand and successfully address the regulatory issues and business challenges of Conduct Risk within their sector

Key Learning Objectives:

  • Confirm your understanding of the current regulatory landscape in the UK and specifically the FCA’s approach to Conduct Risk
  • Understand what Conduct Risk is, and how it can manifest itself within businesses
  • Consider the nine Conduct Risk drivers and what you can do to mitigate these
  • Discuss and debate the Conduct Risks identified by the FCA within the Consumer Credit and Mortgage industries and consider them in the context of your firm
  • Know the key business functions that are affected by Conduct Risk and be able to define typical risks that might exist in each area
  • Explain the individual responsibility and accountability to the current Conduct Risk agenda based on the regulatory status of the individual

Event details

Event Date 08 Jun 20
Event Times 9.30 - 16.00
Event Venue Finance & Leasing Association
2nd Floor Imperial House 8 Kean Street
Event Price Members £558.00 inc VAT
Non members £750.00 inc VAT
Event Dress code smart/casual
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