Managing Conduct Risk

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This practical one day course for managers and staff will serve as an introductory/intermediate overview of the regulatory issues and business challenges of Conduct Risk within their sector. At the current time this event is delivered virtually over 2 days in 2 x half day sessions in bit size chunks.

Key Learning Objectives:-

  • Confirm your understanding of the current regulatory landscape in the UK and the FCA’s approach to Conduct Risk
  • Understand what Conduct Risk is and its component parts, and how the culture within an organisation can affect it
  • Become familiar with the Conduct Risks identified by the FCA and consider them in the context of your firm
  • Describe an approach to developing a Conduct Risk framework and identifying the right
  • Conduct Risk KPI’s for your organisation
  • Know the key business functions that are affected by Conduct Risk and be able to define typical risks that might exist in each area
  • Explain the individual responsibility and accountability to the current Conduct Risk agenda based on the regulatory status of the individual


Event details

Event Date 08 Dec 20 - 09 Dec 20
Event Times 10.00 - 13.30
Event Venue On-Line Course
Event Price Members £558.00 inc VAT
Non members £750.00 inc VAT
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