Finance & Leasing Association
This one day event will provide delegates with a robust overview of the current regulatory framework that applies within the Financial Services arena. This event will go on to consider how this will be applied to regulated entities in the Consumer Credit sector. The theme of the day is all about practically considering the implications of the regulations and what this might mean for firms and individuals on a day by day basis. Attending this course will help you:
• Understand the current regulatory environment in the UK, the differences between the PRA and FCA and what this means in practice
• Consider the principles of regulation and what this means
• Consider the key FCA handbooks that will apply to you and your business
• Discuss the FCA’s approach to supervision and enforcement
• Debate recent regulatory change and how this has impacted all individuals from Senior Managers through to staff covered by the Tier 1 conduct rules
• Discuss current regulatory themes and developments and how they could affect your organisation
• Understand the resources available via the FCA website and how this might assist you in your day to day duties
