Understanding how the FCA regulate financial incentives

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This course considers:

  • the regulatory framework
  • potential sanctions
  • recent enforcement action by the FCA
  • the key features of an appropriate incentive scheme


Attending this half-day briefing will help attendees understand:

  • how incentives can promote mis-selling
  • what the potential risks are and how they can be managed
  • how to design incentive arrangements which are fully compliant
  • the need for monitoring and supervision of staff
  • the key employment law issues relating to incentive arrangements

Event details

Event Date 09 Nov 18
Event Times 09:30 - 13:00
Event Venue Finance & Leasing Association
2nd Floor Imperial House 8 Kean Street
London
WC2B 4AS
Speakers
Event Price Members £354.00
Non members £474.00
Event Dress code Smart / Casual
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