Understanding how the FCA regulate financial incentives

Image for Understanding how the FCA regulate financial incentives

This course considers:

  • the regulatory framework
  • potential sanctions
  • recent enforcement action by the FCA
  • the key features of an appropriate incentive scheme

Attending this half-day briefing will help attendees understand:

  • how incentives can promote mis-selling
  • what the potential risks are and how they can be managed
  • how to design incentive arrangements which are fully compliant
  • the need for monitoring and supervision of staff
  • the key employment law issues relating to incentive arrangements

Event details

Event Date 09 Nov 18
Event Times 09:30 - 13:00
Event Venue Finance & Leasing Association
2nd Floor Imperial House 8 Kean Street
Event Price Members £354.00 inc VAT
Non members £474.00 inc VAT
Event Dress code Smart / Casual
Download event flyer Download flyer

Become a member

What are the benefits of becoming an FLA Member?