Understanding how the FCA regulate financial incentives

Image for Understanding how the FCA regulate financial incentives

This course considers the FCA’s expectations for regulated firms to manage their financial incentive arrangements for staff and third parties, such as intermediaries. This course considers:
the regulatory framework
. potential sanctions
. recent enforcement action by the FCA
. the key features of an appropriate incentive scheme

Attending this half-day briefing will help attendees understand:
how incentives can promote mis-selling
. what the potential risks are and how they can be managed
. how to design incentive arrangements which are fully compliant
. the need for monitoring and supervision of staff
. the key employment law issues relating to incentive arrangements

Event details

Event Date 08 Feb 19
Event Venue Finance & Leasing Association
2nd Floor Imperial House 8 Kean Street
Event Price Members £558.00 inc VAT
Non members £750.00 inc VAT
Download event flyer Download flyer

Become a member

What are the benefits of becoming an FLA Member?