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2015 Understanding how the FCA regulate Financial Incentives

2015 Understanding how the FCA will regulate Financial Incentives - May-mini web

This course considers:

  • the regulatory framework
  • potential sanctions
  • recent enforcement action by the FCA
  • the key features of an appropriate incentive scheme



Attending this half-day briefing will help attendees understand:

  • how incentives can promote mis-selling
  • what the potential risks are and how they can be managed
  • how to design incentive arrangements which are fully compliant
  • the need for monitoring and supervision of staff
  • the key employment law issues relating to incentive arrangements