Asset Finance


Consumer Finance


Motor Finance


Managing Conduct Risk – TWO SPACES LEFT

A practical one day course for managers and staff who need to understand and successfully address the regulatory issues and business challenges of Conduct Risk within their sector.

Key Learning Objectives:

• Confirm your understanding of the current regulatory landscape in the UK and specifically the
   FCA’s approach to Conduct Risk

• Understand what Conduct Risk is, and how it can manifest itself within businesses

• Consider the nine Conduct Risk drivers and what you can do to mitigate these

• Discuss and debate the Conduct Risks identified by the FCA within the Consumer Credit and
  Mortgage industries and consider them in the context of your firm

• Know the key business functions that are affected by Conduct Risk and be able to define
  typical risks that might exist in each area

• Explain the individual responsibility and accountability to the current Conduct Risk agenda
  based on the regulatory status of the individual